Anti-Financial Crimes Compliance Associate
Company: PIMCO
Location: Newport Beach
Posted on: August 3, 2022
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Job Description:
About Us: We are PIMCO, a leading global asset management firm.
We manage investments and develop solutions across the full
spectrum of asset classes, strategies and vehicles: fixed income,
equities, commodities, asset allocation, ETFs, hedge funds and
private equity. PIMCO is one of the largest investment managers,
actively managing more than $1.91 trillion in assets for clients
around the world. PIMCO has over 2,800 employees in 17 offices
globally. PIMCO is recognized as an innovator, industry thought
leader and trusted advisor to our clients. PIMCO is one of the
world's premier fixed income investment managers with thousands of
professionals around the world united in a single purpose: creating
opportunities for our clients in every environment. Since 1971, we
have brought innovation and expertise to our partnership with the
institutions, financial advisors and millions of individual
investors who entrust us with their assets. We aspire to cultivate
performance and leadership through empowering our people, diversity
of thought, and a commitment to an inclusive culture that engages
in our global communities. Position Description: The Associate will
be a member of the Anti-Financial Crimes Compliance team within the
Legal and Compliance Department at PIMCO's Newport Beach office.
The Compliance Associate is responsible for working with the Global
Anti-Financial Crimes Compliance Officer to facilitate PIMCO's
Anti-Financial Crimes ("AFC") compliance program. The candidate
will primarily be responsible for assisting with the implementation
and execution of the AFC program framework, including updating
policies and procedures, risk assessments, training modules,
testing of key processes (e.g., client onboarding), and performing
transaction monitoring. In addition, this position may also include
assisting with oversight of PIMCO's AML service providers,
responding to escalations from the business and other members of
Legal & Compliance, and managing or assisting with ad hoc projects.
The candidate will work closely with teams and individuals across
various functional areas within the firm as well as with the
non-U.S. offices. The Compliance Associate must build solid
internal relationships with members of the Legal & Compliance Team
and strong partnerships with the business and operations. PIMCO has
over 200 professionals globally in the Legal & Compliance
department with teams in each of the regions in which PIMCO has a
presence. The teams work together closely to implement global
solutions to legal and compliance issues. The candidate will be
expected to interact with people across functions and at all levels
of seniority and deal with issues in a "real time" and fast paced
environment. Position Requirements: Education:
Keywords: PIMCO, Newport Beach , Anti-Financial Crimes Compliance Associate, Accounting, Auditing , Newport Beach, California
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