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Marketing Compliance Reviewer

Company: Ultimate Staffing Services
Location: Newport Beach
Posted on: May 24, 2023

Job Description:

We need an experienced Marketing Compliance Reviewer to assist a financial investment firm in Newport Beach, CA. The role is a long term contract role (onsite 4 days, 1 day remote) $65/hr DOE

  • Facilitate the review of the firm's marketing materials and assistwith the implementation of the compliance requirements
  • Workon compliance initiatives as well as researching, recommending and participating in projects to help enhance compliance programs and processes.Requirements:* Minimum requirement Bachelor's Degree* 2-7 years of marketing compliance experience with a large and diverse investment management firm or an investment management division of a financial services/ insurance company* FINRA Licensing Requirement: Series 7 and 24 is required to be considered.We are an equal opportunity employer and make hiring decisions based on merit. Recruitment, hiring, training, and job assignments are made without regard to race, color, national origin, age, ancestry, religion, sex, sexual orientation, gender identity, gender expression, marital status, disability, or any other protected classification. We consider all qualified applicants, including those with criminal histories, in a manner consistent with state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.

Keywords: Ultimate Staffing Services, Newport Beach , Marketing Compliance Reviewer, Advertising , Newport Beach, California

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