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Marketing Compliance Reviewer

Company: INSPYR Solutions
Location: Newport Beach
Posted on: May 28, 2023

Job Description:

Title: Marketing Compliance ReviewerLocation: Austin, TX (Hybrid)Duration: 3-6+ MonthsCompensation: $50-65/hr W2Industry: Financial Services, Wealth ManagementWork Requirements: US Citizen, GC Holders or Authorized to Work in the US Job Description:The Reviewer is responsible for working with the Compliance Marketing Review team within the Legal and Compliance Department to facilitate the review of the firm's marketing materials. The candidate will primarily be responsible for assisting with the implementation of the compliance requirements for the investment advisory and distribution activities, focusing on the review of marketing and advertising materials for compliance with regulatory requirements and/or internal compliance policies and procedures.The role may also entail working on compliance initiatives as well as researching, recommending and participating in projects to help enhance the compliance programs and processes. The candidate will work closely with teams and individuals across all functional areas within the firm as well as with non-U.S. offices.The Compliance Reviewer must build solid internal relationships with members of the Legal & Compliance Team and strong partnerships with marketing communications, product management and operations. Keys to success for this role are the ability to multitask, strong organizational skills, the ability to provide accurate and direct practical advice in a timely fashion, as well as possessing strong communication skills (both written and verbal).You will be expected to interact with people across functions and at all levels of seniority and deal with issues in a "real time " and fast paced environment. Skillset / Experience: Minimum requirement Bachelor's Degree or international equivalent 2-7 years of marketing compliance experience with a large and diverse investment management firm or an investment management division of a financial services/ insurance company FINRA Licensing Requirement: Series 7 and 24 is required to be considered. Strong knowledge of regulatory requirements applicable to investment managers including the Investment Advisers Act and Investment Company Act (knowledge of Broker-Dealer compliance requirements a plus) Experience reviewing different types of institutional and retail marketing collateral including RFPs, registered fund materials, website & social media content, customized client presentations and distribution materials for the retail channel Experience reviewing alternative investments marketing material, including hedge fund, real estate and private credit preferred Experience with a diverse set of investment products (e.g., open-end mutual funds, collective investment trusts, closed-end funds, ETFs, interval funds, separate accounts and private funds) and strategies (e.g., fixed income, equities, derivatives, commodities and alternatives) preferred Familiarity with cross-border financial product offerings preferred Experience working independently (while collaborating with a broader team) and interacting with senior management Demonstrated ability to execute projects/initiatives in a focused and highly tactical manner Ability to flourish in a challenging, fast-paced and professional environment with frequent shifts in priorities as business needs dictate Focus on specific personal and team goals and demonstrate a sense of personal growth, accountability and urgency for achieving results Have a strong sense of integrity, behaving consistently with expressed values and ethical principles Our benefits package includes: Comprehensive medical benefits Competitive pay, 401(k) Retirement plan ...and much more!About INSPYR Solutions:TekPartners and Genuent are becoming INSPYR Solutions. As a leading information technology partner, we connect top IT talent with our clients to provide innovative business solutions through our IT Staffing, Professional Services, and Infrastructure Solutions divisions. We understand and value the unique needs of highly-skilled information technology professionals in the industry and always strive to stay above the curve. Our company was founded on the following core values: Be the Best, Understand the Urgency, Never Ever Give Up, Have the Courage to Excel, and Make a Contribution. We take pride in our business model and strive to create a positive workplace environment through an exemplary culture.INSPYR Solutions provides Equal Employment Opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability, or genetics. In addition to federal law requirements, INSPYR complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities.#IND-FUNCTIONALPDN-993351d3-17cd-4d0b-9652-66a08e1bdc06

Keywords: INSPYR Solutions, Newport Beach , Marketing Compliance Reviewer, Advertising , Newport Beach, California

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