Chief Compliance Officer
Company: ExecuNet
Location: Newport Beach
Posted on: January 13, 2021
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Job Description:
Position Summary: Company is searching for a Chief Compliance
Officer to join our management team. The Chief Compliance Officer
is responsible for overseeing, managing, and maintaining the
company's compliance management system. This position is
responsible for reviewing and evaluating the compliance issues of
the company in an independent manner, keeping the company's
executives informed and updated on the company's compliance
programs and procedures as well as directing and managing the daily
operations of the Compliance Department. The Chief Compliance
Officer must be able to build strong relationships with all levels
of the company and interface with all internal and external
contacts in a professional manner and will interact with states,
agencies, vendors, employees, and internal departments to fulfill
requests and obligations. This position reports to the General
Counsel and can be located in Newport Beach, CA, Denver, CO or
Charlotte, NC.Essential Functions and Responsibilities:* The Chief
Compliance Officer will collaborate with senior management to
ensure regulatory compliance related matters are addressed in a
timely and effective manner; * Maintain an expert level of
knowledge with the requirements of the various laws, regulations,
rules governing the mortgage company's activities;* Develop and
maintain compliance policies and procedures;* Manage compliance
support including responding to daily questions, testing new
technology releases and reviewing daily compliance reports;*
Collaborate on the development of processes for new consumer
financial products or services, distribute channels or strategies
to determine degree of compliance and consider fair lending
compliance risk;* Develop and administer a compliance training
program;* Act as the leadership liaison with regulatory examining
authorities on compliance-related matters and coordinate
examination activities; * Establish and oversee an appropriate
audit and monitoring program;* Ensure responses and corrective
action related to exceptions disclosed through Compliance
Monitoring, Audit Reviews and Regulatory Examination Report
findings are effectively implemented;* Report, at least annually,
the effectiveness of the Compliance Management System (CMS);*
Manage compliance staff.Knowledge, Skills and Background:*
Extensive understanding and advanced knowledge of mortgage
technology. Experience with Encompass, Optimal Blue, and
KnowledgeCoop a plus.* Clear understanding of the entire loan
origination/processing life cycle.* Exceptional communication
skills, both written and verbal.* Ability to collaborate and find
solutions.* Strong presentation skills and comfortable presenting
to senior management.* Attention to detail and organizations
skills.Education and Experience:* Bachelor's degree or equivalent
business-related experience. Advanced degree or CMCP a plus.* Must
have 10+ years of mortgage related experience, to include
compliance, QC, underwriting, production, operations.* Prior
experience with Secondary Marketing, a plus.* 5-7 years of
supervisory or management experience.* Advanced knowledge of State
and Federal mortgage lending laws and regulations to include, but
not limited to: Fair Lending, HMDA, ECOA, TILA, RESPA, FCRA, Fraud
Prevention, SAFE Act.* Experience reviewing marketing materials
including social media.* Prior experience conducting, responding
and reporting to internal and external compliance/regulatory
reviews and audits.* Knowledge of loan products to include
Conventional, FHA, VA, USDA and state bond programs.
Keywords: ExecuNet, Newport Beach , Chief Compliance Officer, Executive , Newport Beach, California
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